Preprint
Large Language Models

A Survey on Data Synthesis and Augmentation for LLMs

Ke Wang, Jiahui Zhu, Minjie Ren, Zeming Liu, Shiwei Li, Zongye Zhang, Chenkai Zhang, Xiaoyu Wu, Qiqi Zhan, Qingjie Liu, Yunhong Wang
October 16, 2024arXiv.org51 citations

51

Citations

3

Influential Citations

arXiv.org

Venue

2024

Year

Abstract

The success of Large Language Models (LLMs) is inherently linked to the availability of vast, diverse, and high-quality data for training and evaluation. However, the growth rate of high-quality data is significantly outpaced by the expansion of training datasets, leading to a looming data exhaustion crisis. This underscores the urgent need to enhance data efficiency and explore new data sources. In this context, synthetic data has emerged as a promising solution. Currently, data generation primarily consists of two major approaches: data augmentation and synthesis. This paper comprehensively reviews and summarizes data generation techniques throughout the lifecycle of LLMs, including data preparation, pre-training, fine-tuning, instruction-tuning, preference alignment, and applications. Furthermore, We discuss the current constraints faced by these methods and investigate potential pathways for future development and research. Our aspiration is to equip researchers with a clear understanding of these methodologies, enabling them to swiftly identify appropriate data generation strategies in the construction of LLMs, while providing valuable insights for future exploration.

Analysis

Why This Paper Matters

As Large Language Models (LLMs) continue to scale, the demand for high-quality training data has skyrocketed, yet the supply of naturally occurring, high-quality text is finite. This survey directly addresses the critical issue of data exhaustion, a looming bottleneck that threatens the continued progress of LLMs. By systematically reviewing data generation techniques—both augmentation and synthesis—the paper provides a timely and comprehensive map of the field. For AI practitioners at Neura Market, understanding these methods is essential for building more data-efficient models and reducing reliance on scarce human-generated data.

The paper's lifecycle perspective is particularly valuable. It covers data generation not just for pre-training, but also for fine-tuning, instruction-tuning, and preference alignment—stages where data quality and diversity are paramount. This holistic view helps practitioners identify which techniques are most applicable at each stage of model development, from initial training to deployment.

Technical Contributions

The survey's main contribution is its structured taxonomy of data generation techniques. Key innovations include:

  • Categorization by LLM lifecycle stage: Data preparation, pre-training, fine-tuning, instruction-tuning, preference alignment, and application-specific generation.
  • Distinction between data augmentation and synthesis: Augmentation modifies existing data (e.g., back-translation, noise injection), while synthesis creates entirely new data (e.g., using LLMs to generate examples).
  • Identification of current constraints: The paper discusses limitations such as quality control, diversity, and potential biases in synthetic data.
  • Future research pathways: It outlines promising directions, including better evaluation metrics for synthetic data, methods to ensure data diversity, and techniques for controlling generation quality.

Results

As a survey, the paper does not present new experimental results. Instead, it synthesizes findings from 51 cited works, providing a qualitative overview of the state of the art. The key takeaway is that synthetic data has become a mainstream approach for addressing data scarcity, with applications ranging from pre-training corpus expansion to generating diverse instruction-tuning examples. The paper notes that while synthetic data can be highly effective, challenges remain in ensuring its quality, diversity, and alignment with real-world distributions.

Significance

This survey has significant implications for the AI field. By providing a clear taxonomy and highlighting open challenges, it serves as a practical guide for researchers and engineers building LLMs. For Neura Market's audience, the paper underscores the strategic importance of data generation techniques in reducing costs and improving model performance. The identified future research directions—such as better quality control and diversity metrics—point to areas where innovation is needed, potentially opening new opportunities for tooling and platform development. Overall, the paper helps demystify the data generation landscape, making it easier for practitioners to adopt and advance these critical methods.