Preprint
Machine Learning

Foundation models for decision making: Problems, methods, and opportunities

March 1, 2023

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2023

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Abstract

… scenarios where foundation models and … how foundation models can characterize different components of a decision making system. In Section 3, we discuss how foundation models …

Analysis

Why This Paper Matters

This paper addresses a critical intersection: the application of foundation models—large-scale pretrained models like LLMs—to decision-making tasks. While foundation models have revolutionized perception and language, their use in sequential decision-making (e.g., robotics, dialogue systems, autonomous agents) is less mature. The paper provides a systematic framework to understand how these models can be integrated, which is essential as the field moves toward more autonomous AI systems.

The timing is significant: as of 2023, foundation models are being rapidly adopted in AI applications, but decision-making remains a challenging domain due to issues like long-horizon planning, uncertainty, and the need for real-time interaction. This survey helps consolidate scattered efforts and offers a common vocabulary for researchers and practitioners.

Technical Contributions

The paper's main contribution is a taxonomy that categorizes the roles of foundation models in decision-making systems. It identifies several key components:

  • Planners: Using foundation models to generate action sequences or plans from high-level goals.
  • Controllers: Directly mapping observations to actions using foundation models as policies.
  • World Models: Leveraging foundation models to simulate environment dynamics and predict future states.
  • Reward Models: Employing foundation models to provide reward signals or evaluate outcomes.
  • Memory and Reasoning: Using foundation models to store and retrieve past experiences or perform reasoning over them.

The paper also discusses methods for adapting pretrained foundation models to decision-making, such as fine-tuning, prompt engineering, and in-context learning. It highlights the importance of multimodal grounding (e.g., combining vision and language) and the need for safety and alignment in interactive settings.

Results

As a survey, the paper does not present new experimental metrics. Instead, it synthesizes findings from existing studies, noting that foundation models have shown promise in tasks like robot manipulation, game playing, and task planning. However, it also points out that current methods often suffer from poor sample efficiency, lack of robustness, and difficulty in handling long-horizon tasks. The paper does not provide quantitative comparisons but rather qualitative insights into the strengths and weaknesses of different approaches.

Significance

This paper serves as a roadmap for researchers and engineers working on AI decision-making. By clarifying the possible roles of foundation models, it helps practitioners choose appropriate architectures and training strategies. It also underscores the need for new benchmarks and evaluation protocols tailored to decision-making with foundation models.

The broader impact is substantial: if foundation models can be effectively harnessed for decision-making, we could see more capable autonomous agents in robotics, healthcare, and other domains. The paper also raises important ethical and safety considerations, urging the community to address these as the technology advances.